Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Professionals within Legal and Compliance provide a wide range of services to our business units. They might help to structure a complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve the firm's invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that meet regulatory requirements around the world. They also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firms businesses.
The Morgan Stanley Wealth Management Capital Markets Compliance Group is responsible for the design, implementation and management of the compliance program for the following products and businesses: Fixed Income, Equities, Options, Futures, Foreign Exchange, OTC Derivatives, Structured Products and Syndicate among others. The Group coordinates with Institutional Securities Group Compliance where appropriate, particularly with respect to the joint ventures that have been established.
The group also works closely with Legal, Risk, IT, Operations, and other areas within Compliance when executing the responsibilities described above. The person performing this advisory position will be responsible for assisting in the design, implementation and management of the overall compliance program for their coverage areas.
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