Regional Investment Compliance Analyst

Posted 18 days ago
Main Location
Atlanta, GA, United States
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As one of the world’s leading asset managers, we are solely dedicated to delivering an investment experience that helps people get more out of life.  Our culture of collaboration and inclusion makes Invesco a phenomenal place to work and reflects the broad diversity of thought across our organisation. At Invesco, we offer work experiences that will inspire and challenge you.

Your Role 
The purpose of this role is to ensure mandates are in compliance with their regulatory and contractual restrictions.


You will be responsible for: 

  • Working closely with ETF Product and Legal Teams to ensure that Invesco ETFs are launched with robust controls for their investment restrictions. 
  • Contract analysis of Invesco ETF investment restrictions sourced from Prospectus and regulations. information for coding requests to offshore teams from this analysis.
  • Working closely with the Front office to resolve pre-trade violations.
  • Documenting account restrictions in the investment restriction system database. Performing periodic reviews of restrictions.
  • Rule sign off for coding requests coded by offshore team
  • Oversight of post-trade monitoring. Liaising with global compliance teams on breach resolution and reporting.

The skills and experience you’ll bring 
You will:

  • Have ETF Product knowledge and in depth knowledge of UCITs ideally Irish UCITs
  • Show experience of collaborating with front office teams
  • Have experience of pre-trade and overnight guideline monitoring. Charles River or Aladdin preferred
  • Be able to interpret restrictions from ETF prospectuses and EU Regulations
  • Have experience in investigating post-trade violations 
  • Have proven experience of how to escalate breaches and implement a robust control framework
  • Be able to work effectively with offshore teams 

We are looking for someone who:

  • Can build strong relationships with front office staff
  • Is able to work to strict deadlines
  • Has strong verbal and written communication skills and is highly organised
  • Remains calm under pressure

Our commitment to you
We recognise that everyone is different and that the way in which people want to work and deliver at their best is different for everyone.  As part of Invesco’s commitment to ensuring our teams have the broad range of experiences and backgrounds required to promote diversity of thought, and to maintaining a positive, engaging work environment, we champion flexible working. 

Please feel free to discuss flexible working options with us. 

The Good Stuff
Joining Invesco is just the start.  We focus on nurturing internal talent, offering a variety of tools to support your career advancement, including ongoing learning and development and internal career opportunities.

We have an outstanding benefits package, which includes:
•    Competitive salary and bonus 
•    Company-provided healthcare
•    26 days’ annual leave + bank holidays
•    Generous pension provisions
•    Income protection
•    Health and wellness benefits
•    Volunteering days
•    Enhanced parental leave
•    Life insurance

Our Commitment to the Community, the Environment and Responsible Investing
We partner with charitable organisations globally to make an impact in the communities where we live and work.  Our people are encouraged to support the charities they feel most passionate about and are offered two days’ volunteering leave annually.

We are committed to adopting and implementing responsible investment principles and practices that uphold our fiduciary responsibility to our clients, as well as being good stewards of the environment.

Invesco is committed to environmental, social and governance (ESG) investing. We serve our clients in this space as a trusted partner both on specific responsible investment product strategies as well as part of our commitment to deliver a superior investment experience. 

Join Us
We’re driven by a passion to exceed. Our people are our greatest asset and we take pride in supporting our colleagues both personally and professionally. If you're looking for challenging work, outstanding colleagues, and a global employer with a social conscience, we invite you to explore your potential with us.

People with disabilities who need a reasonable accommodation to apply for employment with Invesco may request this by sending an e-mail to EMEA- Talent Acquisition.  Please include your name, the job you are interested in, and the type of accommodation you are requesting.

Recruitment Agencies: 
Invesco has an in-house recruitment team, which focuses on sourcing great candidates directly. 

Invesco will not accept unsolicited resumes from agency or search firm recruiters. Fees will not be paid in the event a candidate submitted by a recruiter without an agreement in place is hired. When we do use agencies, we have a PSL in place, so please do not contact hiring managers directly.



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Regional Investment Compliance Analyst
Invesco, Ltd.