As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including: 

• Generous annual leave plus flexible paid time off

• Hybrid work schedule 

• Learning and development programs

• Health & wellbeing benefits 

• Parental Leave benefits 

• Employee stock purchase plan (if applicable in your region)

Job Description

• Regulatory/Business/Central/Financial Crime Compliance

• Review sales materials, documents and external communication

• Provide regulatory advice on business, ad hoc issues and incidents

• Communicate compliance issues and build relationship with internal clients and keep business updated.

• Support head of Compliance to implement Financial Crime related compliance framework and controls

• Implement internal controls relating to Code of Ethics (i.e. personal account dealing, gifts and entertainment and other controls)

• Deal with (self) regulators, build and maintain good relationship

• Revise internal rules and policies and publicize them

• Promote a spirit of compliance to ensure employees to comply with the rules and regulations

• To support IC Officer who monitors related investment guidelines.

• Support IC Officer to perform contract Analysis

• Provide advice on client contract/prospectus development

• Support IC Officer to review and document regulatory and client investment restrictions

• Support IC Officer to validate requirements and resolve interpretive issues (ambiguous language)

• Participate in regional and/or global compliance projects/initiatives as required

• Supervise Personal Trade Activity

• Large Share Holding Report for Japanese EQ

Skills and Requirements

• Regulatory/Business Compliance is preferable

• Experience of Compliance in Asset Management industry: over 3 years is preferred

• More than 3 years of trading or compliance at a financial services or investment firm

• Experience of Compliance in Financial Industry: over 3 years

• Regulatory/Business Compliance is preferable

• Business English communication skill

• Broad knowledge of the financial industry and industry surveillance best practices

• Self-motivated.

• Communications, Teamwork and Leadership Skills are required.

• Training and Coaching Skills are a plus

• Confident with strong relationship-building and stakeholder management skills with business managers and technical teams

• Strong organizational skills and capable of independently handling multiple projects to completion

• Ability to work in a technology-focused and fast paced environment

At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least four days a week, with one day working outside an Invesco office.