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Operation Risk & Regulatory Oversight - Director - Client Service and Relationship Management
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Morgan Stanley

Operation Risk & Regulatory Oversight - Director - Client Service and Relationship Management

Onsite Mumbai, India Full Time Junior
Posted a day ago
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Job Details

We’re seeking someone to join our team as a Director in IM Operations to perform Operation Risk & Regulatory Oversight activities, and to play a key role in helping transform how Morgan Stanley Operates.

In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships. This is a director level position within Client Service & Relationship Management, which is responsible for managing internal and external client relationships. We do this by engaging in client service activities, optimizing the client experience, and managing vendor/external business partner relationships

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you'll do in the role:

  • Manage complex processes and/or support significant process management/project efforts

  • Lead in process improvement, project management or technology development and testing across multiple teams and/or divisions.

  • Analyze and expose ambiguous, complex issues or non-standard issues, identify risks, root causes and propose future actions, tracking through to resolution.

  • Build and manage relationships with business unit partners, other Morgan Stanley infrastructure departments, and external contact points in Client or Market organizations.

  • Conduct risk and control assessments at the onset of new team setups, migrations, or scope expansions.

  • Perform risk reviews across Operations teams to identify control gaps and emerging risks.

  • Execute targeted testing where required and escalate residual risks to senior stakeholder.

What you'll bring to the role:

  • At least 7-12 years' relevant experience would generally be expected to find the skills required for this role.

  • Front-to-back knowledge of the processes, projects, systems, markets and instruments that influence their team with a comprehensive understanding of job-related. operational/compliance policies and procedures.

  • Ability to think commercially, understand the impact of initiatives, risks on the operational budget

  • Ability to address non-standard issues within area of expertise.

  • Culture carrier and role model, representing and leading the Firm's core values to influence and motivate those around you.

  • Understanding of risk frameworks & policies, control design, and issue remediation.

  • Understanding of Investment Management businesses and mutual fund operating frameworks.

  • Ability to manage multiple risk and control workstreams concurrently.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years.  Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background.  Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.

Required Skills
  • Operation Risk
  • Regulatory Oversight
  • Financial Transactions
  • Controls Development
  • Client Relationships
  • Process Management
Company Details
Morgan Stanley
 New York City, NY, United States
Work at Morgan Stanley

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated... Read more

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