Employee Trading and Investing, Analyst, Oversight, Monitoring and Testing
Job details
We're seeking someone to join our team as an Analyst in the offshore Legal and Compliance Department in Mumbai to provides support services to the onshore teams.
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate level position within the Legal and Compliance division for Employee Trading and Investing Activities across New York, London, Tokyo and Hong Kong, this team provide advice and guidance to employees on their investing and outside activities.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
Make sure Account related documentation is complete
Review employee personal account trades
Basic understanding of regulatory regime in different jurisdictions
Basic understanding of financial markets and products
Should be comfortable working with technology and the ability to provide solutions to enhance system efficiency
What you'll bring to the role:
Industry qualifications i.e. Graduate /Post Graduate / MBA
The ideal candidate should have 0-2 years of experience preferably with experience in financial industry knowledge
Understanding the implications of risk involved
Strong Analytical and Communication skills
Attention to detail
Coverage
Monday to Friday from 1:30 PM to 10:30 PM
Periodic evening calls with US and EMEA internal clients
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.
